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Disclosure Table
Disclosure table of relationships and other material interests (as of 3 March 2009)
| Company |
Relationship(s) |
Company |
Relationship(s) |
| Accident Exchange Group |
5,7 |
Lipoxen |
5,7,14 |
| Advanced Computer Software |
5,7,14 |
Majestic Wine |
5 |
| Advanced Medical Solutions Group |
5,7,14 |
Mallett |
5,7 |
| Andor Technology |
5,7,14 |
Marshalls |
5,7 |
| Angus & Ross |
5,7,14 |
Metnor Group |
5,7,14 |
| Augean |
5,7,14 |
Mobile Streams |
5,7,14 |
| Bellway |
5,7 |
NetDimensions |
5 |
| Brightside |
5 |
NXT |
5,7 |
| Cambrian Mining |
7,14 |
Omega Diagnostics |
5,7,14 |
| Chamberlin plc |
5 |
Paion AG |
5,7,14 |
| City Of London Investment Group |
5,7,14 |
Park Group |
5, 7 |
| Coffee Republic |
5,7,14 |
Portrait Software |
5,7,14 |
| CW Residential |
5,7,14 |
Principle Capital Holdings |
5,7,14 |
| Datong |
5,7,14 |
ProStrakan |
5,7 |
| Dee Valley |
5,7 |
Proteome Sciences |
5,7,14 |
| Draganfly Investments |
5,7,14 |
Rockhopper |
5,7,14 |
| Dunelm |
5 |
SatCom Group |
5,7,14 |
| Ebiquity |
5,7,14 |
SciSys |
5,7,14 |
| Epistem |
5 |
Sinclair Pharma |
5,7 |
| Eurovestech |
5,7 |
Smallbone |
5,7,14 |
| Flying Brands |
5,7 |
Stanelco |
5,7 |
| Games Workshop |
5,7 |
Synairgen |
5,7,14 |
| Genus |
5,7,14 |
Syndicate Asset Management |
1,5,7,14 |
| Gleeson Group |
5,7 |
Volvere |
5,7,14 |
| Global Energy Development |
5,7,14 |
Walker Greenbank |
5,7,14 |
| Hightex |
5,7,14 |
Wogen |
5,7,14 |
| Immunodiagnostics |
5,7 |
Xaar |
5,7 |
- Straumur-Burdaras Investment Bank hf. (Straumur) or its affiliate(s)* hold or own or control 5% or more of the issued share capital of this company.
- The company holds or owns or controls 5% or more of the issued share capital of Straumur or its affiliate(s)*.
- Straumur or its affiliate(s)* are or may be regularly doing proprietary trading in equity securities of this company.
- Straumur or its affiliate(s)* have been lead manager or co-lead manager in a public offering of the issuer’s financial instruments during the last twelve months.
- Straumur or its affiliate(s)* are a market maker in the issuer’s financial instruments.
- Straumur or its affiliate(s)* are a liquidity provider in relation to price stabilisation activities for the issuer to provide liquidity in such instruments.
- Straumur or its affiliate(s)* act as a corporate broker or a sponsor or a sponsor specialist (in accordance with the local regulations) to this company.
- Straumur or its affiliate(s)* and the issuer have agreed that Straumur or its affiliate(s)* will produce and disseminate non independent research on the said issuer as a service to the issuer.
- Straumur or its affiliate(s)* have received compensation from this company for the provision of investment banking or financial advisory services within the previous twelve months.
- Straumur or its affiliate(s)* may expect to receive or intend to seek compensation for investment banking services from this company in the next three months.
- The author of, or an individual who assisted in the preparation of, this report (or a member of his/her household), or a person who although not involved in the preparation of the report had or could reasonably be expected to have access to the substance of the report prior to its dissemination has a direct ownership position in securities issued by this company.
- An employee of Straumur or its affiliate(s)* serves on the board of directors of this company.
- As at the end of the month immediately preceding the date of publication of the research report Straumur or its affiliates beneficially owned 1% or more of a class of common equity securities of the subject company.
- Straumur acts as nominated adviser to the Company on AIM in the UK.
- Straumur or its affiliate(s)* may receive remuneration from this company in return for Teathers writing research on it.
* Affiliates: Stamford Partners, eQ and Wood & Company
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